Compliance Webinars, Articles, and Other Resources

We've compiled a number of webinars, podcasts, articles, white papers, and other educational resources about complying with the GIPS standards to help you learn how compliance benefits your firm and your clients.


Webinars, Webcasts, and Podcasts

2018
Highlights from the 2020 GIPS Standards for Verifiers
Karyn Vincent, CFA, CIPM, Head, Global Industry Standards & GIPS Executive Director, CFA Institute
Ken Robinson, CFA, CIPM, Director, Global Investment Performance Standards, CFA Institute
View (PDF) the webinar slides

2020 GIPS Standards Q&A Session for Traditional Firms
Karyn Vincent, CFA, CIPM, Head, Global Industry Standards & GIPS Executive Director, CFA Institute
Ken Robinson, CFA, CIPM, Director, Global Investment Performance Standards, CFA Institute
View (PDF) the webinar slides

2020 GIPS Standards Q&A Session for Alternative Investments
Karyn Vincent, CFA, CIPM, Head, Global Industry Standards & GIPS Executive Director, CFA Institute
Ken Robinson, CFA, CIPM, Director, Global Investment Performance Standards, CFA Institute
View (PDF) the webinar slides

2020 GIPS Standards Q&A Session for Asset Owners
Karyn Vincent, CFA, CIPM, Head, Global Industry Standards & GIPS Executive Director, CFA Institute
Ken Robinson, CFA CIPM, Director, Global Investment Performance Standards, CFA Institute
View (PDF) the webinar slides

2018 GIPS Standards Annual Conference - Live Stream Archive
GIPS 2020 - The Highlights
GIPS 2020 - Rethinking the GIPS Advertising Guidelines
The Foundations of Manager Due Diligence and Selection
The Behavioral Gap

2017
Recording of a Live Interview: GIPS 2020 Edition
Paul Glenn
Jonathan Boersma, CFA

Conference Live Stream Recording: GIPS 2020 - Pooled Funds
Dr. Ann Putallaz, CIPM

Conference Live Stream Recording: Panel Discussion - ESG, SRI, BPS and the GIPS Standards
David Post, CFA
Anne Simpson

Conference Live Stream Recording: Measuring Up - Guidance on Benchmark Selection
Anthony Howland

Proposed GIPS Guidance Statement on Benchmarks (recording to be posted shortly)
Anthony Howland, Chair, GIPS Benchmark Working Group
Beth Kaiser, CFA, CIPM, Director, Global Investment Performance Standards, CFA Institute
View (PDF) the webinar slides

Proposed GIPS Guidance Statement On Overlay Strategies (recording to be posted shortly)
Hans Pieper, Managing Director, DPG Deutsche Performancemessungs - G.mbH
Ken Robinson, CFA, CIPM, Director, Global Investment Performance Standards, CFA Institute
View (PDF) the webinar slides

Final GIPS Asset Owner Guidance Statement
Wylie Tollette, CFA, CPA, Chief Operating Investment Officer, CalPERS Investment Office
Beth Kaiser, CFA, CIPM, Director, Global Investment Performance Standards, CFA Institute
View (PDF) the webinar slides

Proposed Updated GIPS Guidance Statement on Verifier Independence
Damian Regan, Chair, GIPS Verification Subcommittee
Ken Robinson, CFA, CIPM, Director, Global Investment Performance Standards, CFA Institute
View (PDF) the webinar slides

Guidance Statement on Risk Exposure Draft
Colin Morrison, Chair, GIPS Risk Working Group
Iain McAra, Director, Global Investment Performance Standards, CFA Institute
View (PDF) the webinar slides

GIPS 20/20 – Our Vision for the Future of the GIPS Standards
Carl Bacon, CIPM, Chair, GIPS Executive Committee
Karyn Vincent, CFA, CIPM, Chair, GIPS Technical Committee
Jonathan Boersma, CFA, Executive Director, Professional Standards, CFA Institute
Beth Kaiser, CFA, CIPM, Director, Global Investment Performance Standards, CFA Institute
View (PDF) the webinar slides

GIPS Final Pooled Funds Guidance Statement
Ann Putallaz, CIPM, Chair, GIPS Pooled Funds Working Group
Beth Kaiser, CFA, CIPM, Director Investment Performance Standards, CFA Institute
View (PDF) the webinar slides

2016
GIPS Revised Supplemental Information Exposure Draft - What's New 
Karyn Vincent, CFA, CIPM, Chair GIPS Technical Committee
Beth Kaiser, CFA, CIPM, Director, Investment Performance Standards, CFA Institute
View (PDF) the webinar slides

GIPS Revised Asset Owner Guidance - What's New 
Wylie Tollette, CFA, CPA, Chief Operating Investment Officer, CalPERS Investment Office
Beth Kaiser, CFA, CIPM, Director, Investment Performance Standards, CFA Institute
View (PDF) the webinar slides

Pooled Funds Guidance Statement Exposure Draft Webinar 
Dr. Ann Putallaz, CIPM, Chair of the GIPS Executive Committee and Pooled Funds Working Group
Annie Lo, CFA, CIPM, CAIA, Director, Investment Performance Standards, CFA Institute
View (PDF) the webinar slides

Guidance Statement on Broadly Distributed Pooled Funds
Dr. Ann Putallaz, CIPM, Chair of the GIPS Executive Committee and Pooled Funds Working Group
Annie Lo, CFA, CIPM, CAIA, Director, Investment Performance Standards, CFA Institute
View (PDF) the webinar slides

2015
The GIPS Standards:  Verification Overview
Ken Robinson, CFA, CIPM, Director, Investment Performance Standards, CFA Institute
Jon Stokes, Director, Professional Standards, CFA Institute
View (PDF) the webinar slides

Implementation Assistance for GIPS Compliance
Iain McAra, Director, Investment Performance Standards, EMEA, CFA Institute
Beth Kaiser, CFA, CIPM, Director, Investment Performance Standards, CFA Institute
View (PDF) the webinar slides

Fundamentals of GIPS Compliance
Cindy Kent, Director, Investment Performance Standards, CFA Institute
Jon Stokes, Director, Professional Standards, CFA Institute
View (PDF) the webinar slides

GIPS Firm Notification Requirement - What You Need to Know
Anju Grover, CIPM, Senior GIPS Analyst, CFA Institute
Beth Kaiser, CFA, CIPM, Director, Investment Performance Standards, CFA Institute
View (PDF) the webinar slides

The Application of the GIPS Standards to Asset Owners
Beth Kaiser, CFA, CIPM, Director, Investment Performance Standards, CFA Institute
Anju Grover, CIPM, Senior GIPS Analyst, CFA Institute
View (PDF) the webinar slides

2013
Swimming in the Deep End: Applying the GIPS Standards to Pooled Funds
Ann F. Putallaz, CIPM, Principal, AFP Consulting, LLC
Arin Stancil, CFA, CIPM, Vice President, GIPS Compliance Manager, Pacific Investment Management Company (PIMCO)


2012
Turning Colleagues into Partners in Complying with the GIPS Standards (Take 15 Series)
Ann F. Putallaz, CIPM, Vice President and Director of Data and Communication Services, Munder Capital Management

The Benefits of Complying with the GIPS Standards (Take 15 Series)
Iain W. McAra, Vice President, Performance Strategist for JPMorgan Asset Management


2011
Beyond Compliance: Maximizing Value
Iain W. McAra, Vice President, Performance Strategist for JPMorgan Asset Management

Staying Current:  Review of Recently Issued Guidance and Interpretations
Karyn D. Vincent, CFA, CIPM, Founder, Vincent Performance Services LLC

Exposure Draft: Guidance Statement on Alternative Strategies and Structures
Jonathan Boersma, CFA, Executive Director of the Global Investment Performance Standards at CFA Institute
Beth Kaiser, CFA, CIPM, Director, Investment Performance Standards at CFA Institute


2010
Client Goal-Based Performance Analysis
Stephen Campisi, CFA, Director of Institutional Investments, Bank of America, Merrill Lynch
 
Practical Recommendations for Developing Policies and Procedures
Ann F. Putallaz, CIPM, Vice President and Director of Data and Communication Services, Munder Capital Management
Iain McAra, Performance Strategist for JPMorgan Asset Management

GIPS 2010: Review of the New Standards (Part 1)
Karyn D. Vincent, CFA, CIPM, Founder, Vincent Performance Services LLC
Jonathan A. Boersma, CFA, Executive Director of the Global Investment Performance Standards at CFA Institute 

GIPS 2010: Review of the New Standards (Part 2)
Karyn D. Vincent, CFA, CIPM, Founder, Vincent Performance Services LLC
Jonathan A. Boersma, CFA, Executive Director of the Global Investment Performance Standards at CFA Institute


2009 
Firm Management: Where does Performance Fit?
Stephen Campisi, CFA, Institutional Portfolio Manager and Principal of Intuitive Performance Solutions
James Edmonds, CFA, Global Head of Performance Measurement and Client Reporting at AllianceBernstein
Holly H. Miller, Partner and Founding Member of Stone House Consulting, LLC. 

GIPS 2010: Preview of the New Standards
Jonathan A. Boersma, CFA, Executive Director of the Global Investment Performance Standards at CFA Institute
Karyn D. Vincent, CFA, CIPM, Founder of Vincent Performance Services LLC. 

The Importance of Risk and Attribution in the Post-Madoff Era
Dan diBartolomeo, President and Founder of Northfield Information Services, Inc 

Proposed Changes to the GIPS Standards: Part I
Stefan J. Illmer, Head of Client Reporting, Credit Suisse
Karyn D. Vincent, CFA, CIPM, Founder, Vincent Performance Services LLC 

Proposed Changes to the GIPS Standards: Part II
Stefan J. Illmer, Head of Client Reporting, Credit Suisse
Karyn D. Vincent, CFA, CIPM, Founder, Vincent Performance Services LLC 

Implications for 2010 Effective Dates 
Carl R. Bacon, CIPM, Chairman, StatPro Group PLC
Brian Chapman, Director, KPMG 

A Short Seller's Guide to Risk Management (podcast) 
James B. Clunie, CFA, ASIP, Investment Director, UK Equities for Scottish Widows Investment Partnership 

Fixed-Income Attribution Made Easy 
Stephen Campisi, CFA, Principal, Intuitive Performance Solutions


2007 
GIPS Update: New Guidance and Implications of Future Effective Dates 
Karyn D. Vincent, CFA and Neil E. Riddles, CFA
From the GIPS Standards Annual 2007 Conference 

Looking Ahead 
Stephen Campisi, CFA
From the GIPS Standards Annual 2007 Conference 

The Future of Attribution: Looking Ahead with Two of the Pioneers 
Denis Karnosky and Brian D. Singer, CFA
From the GIPS Standards Annual 2007 Conference 

SEC Update
William R. Meck  
From the GIPS Standards Annual 2007 Conference


2006 
GIPS Compliance: Practicalities Pitfalls 
Ann F. Putallaz
From the GIPS Standards Annual 2006 Conference 

Using the GIPS Advertising Guidelines Appropriately and Effectively
Erik D. Ojala and Karyn D. Vincent, CFA
From the GIPS Standards Annual 2006 Conference


2005 
Introduction of GIPS Standards 
Carl R. Bacon
From the GIPS Conference 2005

Articles, White Papers, and Other Educational Materials