Tools
The following documents were created to help firms, asset owners, verifiers and fiduciary management providers to UK pension schemes understand and implement the 2020 GIPS® Standards.
Firms
The following documents were created to help firms understand and implement the 2020 GIPS Standards.
- Assistance to Firms Considering Compliance with the GIPS Standards (NEW) (PDF)
- Sector and Contribution Model Net Performance (NEW) (XLSX)
- Guide for Creating a GIPS Standards Policies and Procedures Manual for Firms (NEW) (PDF)
- Requirements Outside the Provisions for Firms - June 2022 (PDF)
- GIPS Reports For Firms Comparison Table (PDF)
- Disclosure Checklist for Firms - June 2022 (XLSX)
- Sample Error Correction Policy For Firms (PDF)
- GIPS Advertising Guidelines For Firms Comparison Table (PDF)
- Suggested Questions For Prospective Verification Firms (PDF)
- Supporting calculations for GIPS® Standards Handbook Section 2 (XLSM)
- Supporting calculations for GIPS® Standards Handbook Section 4 (XLSM)
- Supporting calculations for GIPS® Standards Handbook Section 6 (XLSM)
- Carve out MWR Calculations (XLSX)
- Carve out TWR Calculations (XLSX)
- Model RFP Template (PDF)
- Memorandum Re: FINRA's Regulatory Notice 20-21 and References to the GIPS Standards (PDF)
- CFA Institute Checklist for FINRA Reg Notice 20-21 and the GIPS Standards (XLSX)
- Bridging the Gap - GIPS Standards and FINRA Regulatory Notice 20-21 (PDF)
- Video: FINRA Regulatory Notice 20-21 and the GIPS Standards
- Survey Report of US Firms on the Distribution of GIPS Reports (PDF)
- Survey Report of US Firms on the Calculation and Presentation of Net Returns (PDF)
- Reconciling the GIPS Standards and the SEC Marketing Rule Whitepaper - September 2022 (PDF)
- Reconciling the SEC Marketing Rules to the GIPS Standards - Webinar Recording
- Reconciling the SEC Marketing Rules to the GIPS Standards - Webinar Slides (PDF)
- Composite Construction and the SEC Marketing Rule - Webinar Recording
- Composite Construction and the SEC Marketing Rule - Webinar Slides (PDF)
Asset Owners
The following documents were created to help asset owners understand and implement the 2020 GIPS Standards.
- Requirements Outside the Provisions for Asset Owners - September 2022 (PDF)
- GIPS Asset Owner Reports Comparison Table (PDF)
- Disclosure Checklist for Asset Owners - September 2022 (XLSX)
- Supporting calculations for GIPS Standards Handbook Section 22 (XLSM)
- Supporting calculations for GIPS Standards Handbook for Section 24 (XLSX)
- Model RFP Template (PDF)
- Sample Error Correction Policy for Asset Owners (PDF)
- Assistance to Asset Owners Considering Compliance with the GIPS Standards (PDF)
- Suggested Questions For Prospective Verification Asset Owners (PDF)
- Survey Report of US Asset Owners (PDF)
- Video: Introduction To The GIPS Standards For Asset Owners (PDF)
Verifiers
The following documents were created to assist verifiers who conduct verifications and performance examinations.
No documents have been finalized.
Fiduciary Management Providers to UK Pension Schemes
The following documents were created to help fiduciary management providers understand and implement the GIPS Standards for Fiduciary Management Providers to UK Pension Schemes.