US Securities and Exchange Commission (SEC) Private Fund Adviser Rules

A firm that claims compliance with the GIPS standards is required to comply with all applicable laws and regulations regarding the calculation and presentation of performance. Many firms that claim compliance will be required to comply with the SEC Private Fund Adviser Quarterly Statement Rule, which has a compliance date of 14 March 2025. We are developing resources to help firms comply with this rule.

Webinars

The following webinars were created to help firms understand the US SEC Private Fund Adviser Rules.

First Steps in Preparing for the SEC Private Fund Adviser Quarterly Statement Rule - Webinar Recording
First Steps in Preparing for the SEC Private Fund Adviser Quarterly Statement Rule - Webinar Slides (PDF)